Broker/Dealer and other Securities Litigation

Our attorneys offer a wide range of securities-related services to major corporations, corporate executives, auditors, law firms, attorneys, securities firms, portfolio managers, and individual investors accused of insider trading and other professional industry violations. We have represented clients in investigations of alleged securities violations involving accounting, financial fraud, and “cooked book” cases; brokerage firm trading practices; brokerage firm underwriting practices; insider trading; manipulation; investment advisor activities; and securities offerings.

In addition, we have represented clients in individual damage actions and class actions relating to federal and state securities laws, and have assisted in conducting federal securities-law-related internal investigations.